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May 6, 2009
Democracy v Authority in Nation Building
In the wake of Vietnam we forswore nationbuilding. Today we are heavily engaged in at least two such enterprises, Iraq and Afghanistan. Amazing how circumstances force such changes in policy.
But in a sense the West has been engaged in nationbuilding for decades, if not a century, whether we wanted to admit it or not. The Weimar Republic in Germany was a form of nationbuilding in that we pretty much forced democracy on that country in the wake of what was then called The Great War. In the 1950s and 60s, when ex-colonies were becoming nations, we insisted that they choose their government in democratic fashion. While some turned out to be one-man, one-vote, one-time, others, such as India, have turned into successful democratic states.
It is unclear whether our ventures in Iraq and Afghanistan will be successes or failures. What is clear is that it's not easy to create anything like what we would call a democracy in either. One of my pet theories is that we in the West are good at setting up votes, but not so good at instilling true liberty, or creating a pluralistic societies. Germany after World War II was a Western society, so at least had the benefit of having gone through the Renaissance, Enlightenment, and Reformation. We pounded Japan so hard that although their society had not gone through these things it didn't really matter. But neither Iraq nor Afghanistan have the Western experience, and we pounded neither into the ground as we did Japan. Thus, perhaps, our difficulty.
It was Rich Lowry's post at NRO's The Corner which set me thinking on this today. He brings up how many conservatives, seeing the difficulty of the project in Iraq, have said "sure these societies are having trouble setting up governments, but so did the United States." This is a fascicle comparison, he says, because it ignores the cultural differences, and that "it's the absence of order and functioning institutions not democracy that is the fundamental problem in these societies."
He then quotes Samuel Huntington from his book Political Order in Changing Societies:
[A] reason for American indifference to political development was the absence in the American historical experience of the need to found a political order. Americans, de Tocqueville said, were born equal and hence never had to worry about creating equality; they enjoyed the fruits of a democratic revolution without having suffered one. So also, America was born with a government, with political institutions and practices imported from seventeenth-century England. Hence Americans never had to worry about creating a government. This gap in historical experience made them peculiarly blind to the problems of creating effective authority in modernizing countries.When an American thinks about the problem of government-building, he directs himself not to the creation of authority and the accumulation of power but rather to the limitation of authority and the division of power. Asked to design a government, he comes up with a written constitution, bill of rights, separation of powers, checks and balances, federalism, regular elections, competitive parties--all excellent devices for limiting government. The Lockean American is so fundamentally anti-government that he identifies government with restrictions on government. Confronted with the need to design a political system which will maximize power and authority, he has no ready answer. His general formula is that governments should be based on free and fair elections.
In many modernizing societies this formula is irrelevant. Elections to be meaningful presuppose a certain level of political organization. The problem is not to hold elections but to create organizations. In many, if not most, modernizing countries elections serve only to enhance the power of disruptive and often reactionary social forces and to tear down the structure of public authority. "In framing a government which is to be administered by men over men," Madison warned in The Federalist, No. 51, "the great difficulty lies in this: you must first enable the government to control the governed; and in the next place oblige it to control itself." In many modernizing countries governments are still unable to perform the first function, much less the second. The primary problem is not liberty but the creation of a legitimate public order. Men may, of course, have order without liberty, but they cannot have liberty without order. Authority has to exist before it can be limited.
Indeed we take public order for granted in the West. We've had our riots, but nothing that came anywhere near doing anything more than keeping some people from going to work for a few days. The American Civil War happened so long ago it's ancient history for us (in the U.S. we slap a historical marker on a house that's 100 years old, something that must make Europeans smile). We entertain ourselves with an apocalyptic movie here and there, but the idea of it really happening... no, not to us.
And this of course is a good thing. When listing the virtues of the West, most of us put things like democracy, liberty, pluralism, freedom, capitalism, tolerance, that sort of thing. Few people would put "public order." Natan Sharansky failed to discuss the importance of keeping public order as a prerequisite to democracy in his much-discussed 2004 book The Case for Democracy
Fewer people, I think, miss the "(already) functioning institutions not democracy," that Lowry brings up. We know that we inherited our institutions from Britain, as our revolution was fundamentally different than the French or Russian Revolutions, which completely overthrew the old order and started anew. In this sense our revolution was Burkean in that it was "to preserve the rights of Englishmen." But I'm not here to argue history.
My point, and question, is how do we take these lessons and apply them to the future? As I've said ad nauseum here on this blog, we are where we are with regard to Iraq and Afghanistan, so I've little patience in refighting the battle of whether it was right to invade either. I'm all for learning lessons, don't get me wrong. For example, one of the biggest lessons of Iraq is that democracy is impossible unless public safety is first ensured.
More to it, what about other third world countries around the world? What will happen with North Korea implodes? Is there any hope in the near term for African or Arab countries? Pakistan may be on the verge of sliding into Taliban-style fundamentalism, so is there any hope for them as well? What about Iran if or when they can rid themselves of their crazy mullah rulers? We tend to think of how we can create democracy and liberty in these countries, but as we've learned just keeping order is a huge challenge. And as we learned with Afghanistan, ignoring a problem won't make it go away. We forgot about that country when the Soviets left and the resulting chaos led to the Taliban, their hosting of al Qaeda, and 9-11.
I don't know the answers, but it's certainly worth pondering, because whether we like it or not I believe the world is going to present us with more challenges sooner rather than later, regardless of who holds the presidency in the U.S.
Posted by Tom at May 6, 2009 10:30 PM
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Comments
In regards to Iraq and Afghanistan, you never mentioned religion. That's what the society in that area has been driven by for thousands of years. Their order is their religious traditions and it has built their society. Not so in our case. We may have been seeking some religious freedom when we split from England, but that was not the driving force of the exodus.
The character of the people of that area would lend itself to the example of Japan, where the worship of their emperor was a religion. In that case we had to write a new government and then force it on them. We had that power of a conqueror because of the power of our weapons, that not only destroyed the country, killed their people, but awed them in its God like atomic power.
A study of the History of Japanese people learning to become a democratic people, is the model of what must happen in Iraq and Afghanistan. Yet, the Japanese people were a people of order, the Persians were always a nomadic, tribal people.
We wrote Japan’s new constitution, without the input of its people as the Iraq process has allowed. It’s a marvel and tribute to the Japanese how they have adapted and grown under a new system so totally against their cultural, religious, and legal traditions. I don’t see the same smooth transition in Iraq, or Afghanistan.
The response from a people conquered, or a people who lost a war, are not the same. The World disagreed with our invasion of Iraq, not so with the invasion of the axis countries of WW II. That leaves the room for Iraq and Afghanistan to have a say in a new formation of government Bluntly, it would work better if we could dictate their new laws as we did in Japan.
Democracy is more than just a system to elect representative government. I don’t ever see a democracy, as we understand it, ever taking hold in Iraq, or Afghanistan.
As for nation building the debate goes on, but what kind of World would we have if we had not, in the last century?
Posted by: Time at May 7, 2009 10:45 AM
A painful lesson to be learned here is that to rebuild, you must tear down. Invade and conquer I guess. Our side beat hell out of Japan, Germany and Italy. We ran the show for a long time. In Iraq and Afghanistan we invaded and than told them to become democracies. I'm tired of rehashing the invasions also Tom. Besides, it's the occupations that are wearing us down.
The half ass way the occupations have been handled have cost needless lives and delayed Iraq and Afghanistan for years, decades? from becoming viable, self determined countries. We either need to commit to the project fully, with money, manpower and help from the rest of the world, or leave.
Posted by: truth101 at May 7, 2009 10:36 PM
Tom,
Thanks for the post. This seems to touch on a theme I have advocated since we invaded Iraq which is the installation of democracy was unlikely to succeed there for cultural reasons. Democracy succeeds when people are loyal to their institutions of government as opposed to their family; tribe; sect; or religion.
TLGK
Posted by: The Loop Garoo Kid at May 10, 2009 12:03 PM
Thanks for stopping by, Loop.
Indeed cultural differences was the one big thing we missed in our pre-war calculations.
We had a similar problem early in our country, when people were more loyal to their state than to the country as a whole. It took a civil war to resolve the matter.
We'll see if Iraq has had enough of violence to unite into some sort of country or not. I'm optimistic but am not wearing with rose-colored glasses. The next half-dozen years or so will tell the tale, I think.
Posted by: Tom the Redhunter at May 10, 2009 9:31 PM



