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October 22, 2009

A Comprehensive Strategy: Afghanistan Force Requirements
Part 1: The Legitimacy of the Afghan Government

I was originally going to do this in one post, but once I got into it I realized it would be too long and no one would read it all. As such, in this post we'll take up the issue of the legitimacy of the Afghan government. Counterinsurgency 101 says that in order to defeat an insurgency the government must get the people on it's side, and the only way to do that is if they perceive their government as being legitimate. As then-Lt Gen Petraeus' team wrote in the U.S. Army / Marine Corps Counterinsurgency Field Manual 3-24 (pub Dec 2006)

1-113 LEGITIMACY IS THE MAIN OBJECTIVE. The primary objective of any COIN operation is to foster development of effective governance by a legitimate government.

5-1 ...Successful counterinsurgents support or develop local institutions with legitimacy and the ability to provide basic services, economic opportunity, public order, and security.

The case for fighting and winning in Afghanistan is pretty simple; preventing more 9-11's. Large, well funded, terrorist groups can wreck enough havoc when they have regions such as Waziristan, or parts of Lebanon, Ireland or Spain to themselves. But when they have an entire country, even one that is backward by third world standards, the results are devastating even by "normal" terrorist-attack standards.

In other posts I have explored the details of counterinsurgency strategy, and why other options than a full surge of troops into Afghanistan will fail. It is time to lay out exactly what troops are required to win.

I do not have the ability to do that myself, but I know who does; Frederick and Kimberly Kagan. Frederick was the "intellectual architect" of the successful surge in Iraq, and his wife Kimberly has been a professor at West Point and is president of her own think tank, the Institute for the Study of War. On September 21 they laid out the force requirements for victory in Afghanistan and although I've touched on it before it's high time I went into more detail on it here. The full study is called A Comprehensive Strategy: Afghanistan Force Requirements. You can download the entire thing as either a pdf file or as Powerpoint slides, take your pick.

Their bottom line first:

To inform the national discussion, therefore, we have produced a report that argues for an addition of 40,000-45,000 US troops in 2010 to the 68,000 American forces that will be there by the end of this year. The report illustrates where US, NATO, and Afghan forces are now and where additional forces are needed to accomplish the mission. It links the US force requirements to the growth of the Afghan National Security Forces on an accelerated timeline. It explains the methodology for assessing the adequacy of a proposed force-level. This product, and our recommendations and assessments, are entirely our own--they do not necessarily reflect the views of General McChrystal or anyone else." - Fred and Kim Kagan

Now for the report:

Objectives

• Create conditions in Afghanistan to prevent the re‐establishment of safe havens for al
Qaeda and other trans‐national terrorist groups
• Establish sufficient stability to ensure that these conditions can be sustained over time with foreign financial assistance but with very limited foreign military presence

COIN (counterinsurgency) Strategic Framework

Security
- Defeat the insurgency together with the ANSF
- Expand and improve the ANSF as rapidly as possible
- Make the lines cross
Governance
- Remediate damage that corruption and abuse of power have done to the legitimacy of the Afghan Government
- Help and cajole GIRoA to emplace systems and procedures to improve legitimacy over the next few years
- Improve the capacity of GIRoA at all levels to provide essential services to the Afghan people, especially security, justice, dispute resolution, and basic agricultural and transportation infrastructure
Development
- Focus development efforts on building Afghan capacity to develop their own country rather than on developing it for them
- Ensure that development empowers the government, not the enemy
- Address corruption and the perception of corruption within the international development effort
• Security and governance have priority over development

Me - that last line is vital; securing the population must come before economic development, and indeed even before political progress. For years we had it backward in Iraq, and with the surge in 2007 we finally got it right. As such, we succeeded.

Afghan Government Legitimacy

• Establishing the legitimacy of the Afghan government is a requirement for successful counter‐insurgency
• Elections are one way of establishing legitimacy, but they are neither sufficient nor necessarily determinative
• US must redouble its efforts to help Afghanistan establish the legitimacy of the institutions of its government
• A key part of these efforts must be dramatically increasing transparency in Afghan budgetary procedures (building on models already in place in some ministries)
• The US must also work to encourage the Afghan government to establish procedures for electing provincial and district governors and sub‐governors who are currently appointed by the president
• The US and the international community together control virtually all of Afghanistan's budget; they have enormous leverage if they choose to use it (much more than the leverage the US had on oil‐rich Iraq)
• The presence of large numbers of American and international forces and the irreplaceable role they currently play in providing security for the Afghan government and its officials also offer enormous leverage

Sources of Legitimacy

• Elections are one source of legitimacy, but only one
• Legitimacy is also defined by the performance of the government, both in its ability to provide desired services and in its adherence to social norms
• Karzai would likely have won fair elections, although possibly not in the first round, and he would almost certainly have carried the Pashtun areas heavily--so the problem is not the imposition of an unacceptable leader but rather the manipulations that led to this particular outcome
• The fraud is unquestionably damaging to Karzai's legitimacy and therefore harmful to the ISAF effort
• But in the mid‐ and long‐term, legitimacy will be defined much more by the actions Karzai and the international community take now than by the fraudulence of these elections
• We should not condone the fraud; on the contrary, we should deplore it
• But we should accept the outcome of the Afghan legal processes now underway to review the result and then develop and use all possible leverage with Karzai to shape the new government in ways the will repair the damage to its legitimacy and begin to improve the situation

Me - so we see that while elections are necessary, we should not focus too much on them. The reality is that most Afghans didn't even know there was an election, and many who voted didn't really understand what they were doing. What they want is a government that they believe is looking out for their interests, is reasonably free of corruption, and can provide basic services.

Legitimacy After the Election

• The US can also work to help the Afghan government reform itself using tools similar to those we employed in helping the Iraqi government rid itself of malign actors supporting sectarian cleansing and death‐squads in 2007:
- US forces can collect evidence of malfeasance by Afghan officials at all levels
- That evidence can be presented to those officials, to their superiors, to Karzai, to Afghan courts, to the public, or, in some cases, to international courts
- In some cases, criminal action should result; in some cases, the officials should be removed; in some cases, the aim is simply to pressure those officials to stop certain specific behaviors that threaten the success of the mission
- This is not a crusade against corruption--officials are only targeted when their actions seriously jeopardize our efforts
- This does not require the removal of Karzai or some of his key allies (including family members) from positions of power--as in Iraq, it should be possible to rechannel their behavior away from the activities that are most damaging
• The US has demonstrated that it can generate such precise and surgical
pressure on critical points in a political system in Iraq
• This approach requires significant numbers of American forces actively patrolling among the population--only in that way can our leaders develop the intelligence they need to determine which malign actors must be addressed and to gather the information needed to address them

Me - the good news is that unlike Iraq, we have a lot of leverage with the Afghan government.

Legitimacy and the ANSF

• What is the ANSF fighting for if the US makes it clear that it regards the Afghan Government as illegitimate?
• The ANSF leadership is well aware that it cannot manage the violence in Afghanistan on its own
• Announcing that no US reinforcements are on the way is likely to damage ANSF morale seriously, particularly coupled with US interactions with the Afghan government that suggest the US does not accept its legitimacy
• The ANSF does not exist or fight in a vacuum--its quality and performance depends heavily on its belief that the international community supports it and will continue to support it adequately, and on its belief that its cause is just Legitimacy and Force Levels
• The flaws of the August 20 election increase the requirement for additional forces rather than decreasing it
• If the US declares that it will not send additional forces because of those flaws, it is de facto declaring that it regards the election as illegitimate, the Karzai government as illegitimate, and the Afghan enterprise as unworthy of additional effort, all of which will seriously exacerbate damage to the legitimacy of the government within Afghanistan as well as to the will of the international community to continue the struggle
• Failing to send additional forces, moreover, deprives the US of the ability to take advantage of the opportunities offered by this flawed election, particularly the opportunities to leverage Karzai's insecurity and growing recognition that he must take real steps to re‐establish the legitimacy of his government
• This is not a symbolic question--undertaking any of the steps outlined in this document to address systemic problems that undermine the legitimacy of the Afghan government require additional American military forces operating in a COIN mission on the ground

Me - let 's not cut off our nose to spite our face by not sending troops because of a fraudulent election. This is Afghanistan, folks, not Idaho. Let's concentrate on basic government services, which is all the people there really care about, anyway. What we don't want to do is create a situation that undermines the Afghan security forces, because if they lose confidence in us it will be very difficult if not impossible to regain their trust.

Next: The current size and state of the Allied and Afghan security forces


Posted by Tom at October 22, 2009 9:00 PM

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Comments

Tom, I have one small difference with your views above. You state that "securing the population must come before economic development, and indeed even before political progress" after the line from the report: "Security and governance have priority over development."

Note the report says BOTH security and governance are priority in the authors view. Security without a viable government won't work. We'll be stuck their for ages without a semi-functional government (providing effective Afghan police services).

I disagree when you say security comes before governance, with reference to the Iraq surge success.Here is a great article by the CSIS, authored by an Army War college professor, amongst others. As you recall, the Iraq surge was targeted at getting violence between sectarian groups under control, to prevent an outright civil war. Iraq is an urban country (most of the population lives in cities), Afghanistan is mostly rural.

Another good CSIS article on the overall debate really looks at the regional strategy, beyond just the increase and amount of troops.


Posted by: jason at October 25, 2009 12:09 AM

Priority one: Get the American People behind a nation building program in Afghanistan.


Priority two: Decide how to pay for nation building in Afghanistan.

Priority three: Should the American People get behind nation building and paying for nation building, don't rush to hold elections in countries that never had them. Secure country. Administrate country. Educate people of country. Establish security forces with special emphasis on the officer corps. The rank and file need leadership it can trust and obey.

These things will take years. if not decades. In the meantime there are dozens of other third world countries with leaders a rich Wahhabist Saudi can bribe for safe haven.

Nobody has more respect for your blog and the work you put into than I do Tom. And I read all your posts.

I'm sory but I just don't see any way to achieve victory defined as a stable, pro western Afghanistan that respects human rights. Please pardon my cynicism.

Posted by: Truth 101 at October 26, 2009 10:49 PM

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